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How to Write a Great PhD Research Proposal
Written by Mark Bennett
You'll need to write a research proposal if you're submitting your own project plan as part of a PhD application. A good PhD proposal outlines the scope and significance of your topic and explains how you plan to research it.
It's helpful to think about the proposal like this: if the rest of your application explains your ability to do a PhD, the proposal demonstrates the actual PhD you plan to do. Of course, being able to effectively plan and explain a research project is one of the key qualifications for being able to complete one, which is why the proposal is such an important part of the PhD application process.
Thankfully, the secret to writing a good research proposal isn't complicated. It's simply a case of understanding what the proposal is for, what it needs to do and how it needs to be put together.
On this page
What is a phd research proposal.
First things first, do you need a research proposal for your PhD? It depends on the kind of project you want to do:
- If your PhD is advertised by a university, you probably won't need to submit a research proposal for it. The broad aims and objectives for your PhD will already be defined: you just need to prove you're the right person to do it.
- But, if you're proposing your own research topic to research within a university's PhD programme, you will need to write a proposal for it (the clue is in the word "proposing")
As a rule, advertised PhDs are very common in STEM subjects, whereas Arts, Humanities and Social Science students are more likely to propose their own PhDs.
Some PhD programmes actually wait and ask students to develop their research proposal during the degree (usually after they've completed some initial training). This is normal in the USA , but it's becoming more common for some UKRI-funded UK PhDs.
For the purposes of this guide we're going to assume that you do need to write a good research proposal for your PhD application. So let's explore what's involved in that.
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What should a research proposal for PhD admission include?
It's natural to be a little intimidated at the thought of structuring a PhD proposal, particularly if you've never written anything like this before.
But here's the thing: a research proposal isn't a fiendish test designed to catch you out and stop you ever doing a PhD. It's actually much more boring than that.
All a research proposal really is is a document that demonstrates three things:
- Your PhD is worthwhile
- Your PhD is feasible
- You are capable of completing it at this university
Or to put it even more simply: the PhD is worth doing, it's doable and you can do it.
Demonstrate your PhD is worthwhile (the what and the why)
A successful PhD project has to make a significant original contribution to knowledge. If it doesn't, it won't meet the criteria for a doctoral degree and will probably fail the viva exam .
Your PhD proposal itself doesn't have to meet those criteria (or pass a viva!) but it does need to indicate that your PhD project eventually will.
It does that by first demonstrating that your research topic is original. That means nobody else has studied this same topic (or one very similar) before.
There are all sorts of ways a PhD can be original. You might examine new data or primary sources, to look at existing material from a fresh perspective, or deal with the impact of new events. It doesn't matter how your project is original, so long as your proposal is really specific about what makes it original.
You also need to explain why your proposed research will be academically significant. To do this properly, you'll need to acknowledge relevant existing scholarship and explain how your research will relate to it. You don't need to be exhaustive at this point, but you should be able to show how your PhD will contribute to its field and – ideally – indicate some of the gaps in knowledge it will aim to fill.
The final step in demonstrating your PhD is worthwhile is to suggest what will become possible as a result of your research. How could other researchers use or build upon your results? What might closing those gaps in academic knowledge mean for audiences outside the unviversity?
Demonstrate your PhD is feasible (the how)
It isn't enough just to show that your research is worth doing; it also needs to actually be doable.
The length of a full-time PhD is around three to four years in most countries (it's longer in for a PhD in the USA , but you don't spend all that time doing research).
Three years may seem like a long time, but researching a PhD is a lot of work and you'll probably spend at least some of your time on other activities like teaching, conference presentations or even publication.
So, one of the things your proposal needs to do is demonstrate that your project is feasible: that it fits within the scope of a PhD.
The most important criteria for this is to be clear about what you plan to do. It should be obvious from your proposal what the scope of your project is – what is and isn't included within it.
You also need to outline how you plan to go about your research. Where will you start and what order do you expect to proceed in? Is the logic for that obvious? If not, it's probably a good idea to explain it.
Finally, you need to explain the methodology you plan to use. This could include techniques for collecting data and sources, theoretical perspectives for analysing them – or both. You may also need to detail specific equipment you expect to use or fieldwork you'll need to undertake (including trips to archives or other external resources).
None of this needs to be exact or completely final. The key word here is 'plan' – but you do need to have one.
Demonstrate that you can complete it at this university (the who and the where)
So far we've thought about the project itself: what makes it worth doing and how it's going to get done. But your proposal also needs to address the who and the where: why are you the right person to carry out this research, and why do you want to do it at this particular university?
The first part of this is easier than it probably looks. Writing a good research proposal demonstrates enthusiasm for your project much more convincingly than simply saying you're very interested in it (a classic case of 'show, don't tell').
You also don't need to repeat your grades and academic achievements (other parts of your PhD application will cover those). Instead, try to underline experiences that relate to this project. Has a particular module or Masters dissertation topic prepared you with useful subject knowledge or methodological skills? If so, highlight it.
It's also fine, within reason, to be honest about the skills you don't have and to identify your training needs. This shows you're being practical about your project and thinking seriously about what it will require. Just make sure you can realistically acquire the skills and training you need within the time available (this goes back to the feasibility).
Showing your project is a good fit for the university is also relatively simple. There should already be some reasons why you've chosen this university for your PhD so make sure you explain what they are. Perhaps there's a particular supervisor you'd like to work with , or facilities and resources your research could use. The key is to emphasise the fit between the project and the university – so don't just say you want to research there because it's highly ranked .
PhD research proposal structure
Hopefully the above sections have given you a few ideas for the things your proposal needs to include. Let's be honest though, the scariest thing about a proposal isn't deciding what to include: it's actually writing it.
But, if we flip that on its head, we remember that all a research proposal really is is a piece of writing that follows a pretty standard format. And that's a lot less scary.
Research proposal structure
Because proposals for PhD all have to do the same things, they mostly follow a similar structure. Yours will probably go something like this:
- Title – Keep it simple and descriptive: the clever alliteration and quotes can come later when you write up your thesis. For now, you just want the person reading this to know exactly what your research is about and, perhaps, which prospective supervisor to send it to.
- Overview – Start by defining your research question (the what) and explaining how it contributes to current work in your field (the why). This is also a good place to reference one or two pieces of scholarship: the full literature review can wait until your PhD begins, but you should show that you have some understanding of relevant academic research.
- Methodology – Make sure the reader understands the practical and / or theoretical approaches you'll take to your research. What data will you collect, how will you collect it and how will you analyse it? Ideally refer to relevant research methods and models. It's also a good idea to provide some sort of roadmap for how you'll go about things. Don't worry, you can change it later (and you will).
- Outcomes and impact – What will exist as a result of your research (other than just another PhD on a library shelf) and what will it make possible? You don't need to identify every specific outcome from your project (blue sky research is fine) but you should think about what some potential outcomes might be.
You probably won't need to include a specific conclusion - it should be obvious, by now, what your project is doing, how you're going to do it and why that matters. A quick summary sentence is fine though, if you think it will help.
Writing tips
Being able to effectively communicate academic concepts, ideas and results is a key skill for PhD research in all subjects . Think of your proposal as a chance to demonstrate this.
The good news is that the key principles of good proposal writing aren't that different from other work you've probably done as a Bachelors or Masters student:
- Be clear – The person reading your research proposal should know exactly what it is you're proposing to research, with no room for ambiguity and confusion. This is important on a practical level (they need to know where to send it) but it's also important to the success of your application: a confusing proposal suggests a confused project. Try having a friend read it and ask them "do you know what it is I'm proposing to do here?" (even if they don't understand the details).
- Be concise – You will have more ideas than you can include in your proposal. That's fine. Choose the best ones and leave the others for your interview .
- be coherent – Follow something like the structure above. Don't start with your methodology, then say what it is you want to research.
How long should a PhD research proposal be?
Honestly? As long as the university asks for it to be. Most will have guidelines and you should follow them closely if so.
If you honestly can't find a suggested word count for your proposal, then consider asking a prospective supervisor . If you still aren't sure, aim for somewhere between 1,000-2,000 words .
As a very general rule, Arts, Humanities and Social Sciences are a bit longer than STEM proposals (and a lot of STEM students don't have to write one anyway, as we've explained).
Research proposal for PhD admission - dos and don'ts
Research proposals are a popular topic over on the FindAPhD blog , where we've shared stories of how students wrote theirs , along with mistakes to avoid and a counter-intuitive look at the things a PhD proposal doesn't actually need to do .
Here are a few general tips and mistakes to avoid:
#1 Give yourself enough time to do a good job
Preparing to write a PhD proposal takes time and effort. None of this is wasted as the process of evaluating and framing your ideas for a proposal will improve your project plan immensely. So will the need to decide which ideas to include.
But you need time and space to do that, so make sure you get it. How long it will take to write your PhD proposal is heavily dependent on your personal working style, but you'll likely need to give yourself at least a few weeks to do a good job.
#2 Set out to impress
A good proposal isn't a begging letter. You're approaching the university with a great idea that's going to contribute to and enhance their research. Be honest, be realistic, but don't be unnecessarily humble. They should want you and your project.
#3 Demonstrate original thinking!
You may not need to present original research findings yet, but your proposal does need to present original ideas – and it should be clear why and how those ideas are original.
Make sure you indicate how your project is going to expand, enhance or even correct existing work in your field. Remember that making an "original contribution to knowledge" is a key part of what a PhD is .
#1 Send the same proposal to several universities
A good proposal needs to explain why you want to do your research at a particular university. That's a big part of the feasibility (the fit between project, person and place) and methodology (how are you going to use this university's equipment and archives; when and where will you need to travel).
It's OK to apply to more than one university in parallel, but, in that case, you're writing research proposals .
#2 Use online proposal templates (without evaluating them first!)
It can be tempting to search for PhD proposal samples on the internet, but make sure you evaluate what you find. Some websites may host old proposals from previous PhD students, but there's no way of knowing how relevant these are to your subject and university – or if they were even successful! More 'generic' research proposal examples can offer guidance, but they won't be tailored to your specific project.
The best place to look for a PhD proposal sample is your university. Consider asking your supervisor if they can share a good proposal from a previous student in your subject – or put you in touch with a current student you can ask.
#3 Confuse the proposal with the PhD
We've covered this on the blog , but it's simple enough to include here too.
You're setting out to do a PhD, but you (probably!) haven't done one yet. So you don't need to include research findings, in-depth analysis or a comprehesive literature review. You need to make a case for the research and analysis you want to do.
#4 Ignore your university's help and guidance
The advice on this page is necessarily quite general. We're considering adding guides to writing PhD proposals in specific subjects in future but, for now, the best place to get specific advice for your academic field is probably the university you're applying to.
See if you can get some subject-specific tips by contacting a supervisor , or just checking with the admissions team for your department.
And remember: if they give you a structure and a word count, stick to it.
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How to Write a PhD Proposal in 7 Steps
Learn the key steps to crafting a compelling PhD proposal. This guide breaks down the process into 7 manageable parts to help you succeed.
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How to Write a PhD Proposal in 7 Steps: A Proven Guide
Embarking on a PhD journey is a significant academic and personal commitment, and the first crucial step in this process is writing a compelling research proposal. A PhD research proposal serves as a detailed plan or 'blueprint' for your intended study.
It outlines your research questions, aims, methods, and proposed timetable, and it must clearly articulate your research question, demonstrate your understanding of existing literature, and outline your proposed research methodology. This guide will walk you through seven essential steps to craft a successful PhD research proposal.
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Understanding the Research Proposal
What is a research proposal.
A research proposal is a comprehensive plan that details your intended research project. It serves as a roadmap for your study, laying out your research questions, objectives, methods, and the significance of your proposed research. It is crucial for securing a place in a PhD program and for gaining the support of potential supervisors and funding bodies.
A PhD research proposal must clearly articulate your research question, and your research context, demonstrate your understanding of existing literature, and outline your proposed research methodology. This document showcases your ability to identify and address a research gap, and it sets the stage for your future research endeavors.
Importance of a Well-Written Research Proposal
A well-written research proposal can make a strong impression and significantly increase your chances of acceptance into a PhD program. It showcases your expertise and knowledge of the existing field, highlighting how your research will contribute to it. A successful research proposal convinces potential supervisors and funders of the value and feasibility of your project.
The importance of a good research proposal extends beyond the application process. It serves as a foundation for your entire PhD journey, guiding your research and keeping you focused on your objectives. A clear and concise proposal ensures that you have a well-thought-out plan, which can save you time and effort in the long run.
Step 1: Conduct a Literature Review
Reviewing the current state of research in your field.
A literature review is a critical component of your next research study or proposal. It involves a comprehensive survey of all sources of scientific evidence related to your research topic. The review should be structured intelligently to help the reader grasp the argument related to your study about other researchers' work. Remember the five ‘C’s while writing a literature review: context, concept, critique, connection, and conclusion. This approach ensures that your literature review is thorough and well-organized.
To begin, search for relevant literature using databases such as Google Scholar, JSTOR, and PubMed. Read review articles and recent publications to get a sense of the current state of research in your field. Pay attention to the key themes, theories, and methodologies used in previous research by other researchers. This will help you identify gaps in the existing literature that your proposed research can address.
Identifying Gaps and Opportunities for Proposed Research
Your literature review should convey your understanding and awareness of the key issues and debates in the field. It should focus on the theoretical and practical knowledge gaps that your work aims to address. A well-written literature review not only demonstrates your expertise but also highlights the novelty and significance of your proposed research.
As you review the literature, take note of recurring findings, themes, and gaps in the research. Identify areas where there is a lack of empirical evidence or where existing theories have not been adequately tested. These gaps represent opportunities for your proposed research to make a meaningful contribution to the field.
Step 2: Define Your Research
Background and rationale: setting the context for your research.
The background and rationale section sets the stage for your research by specifying the subject area of your research and problem statement. This includes a detailed literature review summarizing existing knowledge surrounding your research topic. This section should discuss relevant theories, models, and bodies of text, establishing the foundation for your research question.
In this section, provide a brief overview of the historical and theoretical context of your research topic. Explain why this topic is important and how it fits into the broader field of study. Discuss any key debates or controversies that are relevant to your research problem. This will help to situate your research within the existing body of knowledge and demonstrate its significance.
Research Aims and Objectives: Clarifying the Purpose of Your Study
In this section, clearly state the problems your project intends specific aims to solve. Outline the measurable steps and outcomes required to achieve the aim. Explain why your proposed research is worth exploring, emphasizing its potential contributions to the field.
Your research aims and objectives should be specific, measurable, achievable, relevant, and time-bound (SMART). Clearly articulate the research question or hypothesis that you intend to investigate. Break down your research aims into specific objectives that will guide your study. This will provide a clear roadmap for your research and help to keep you focused on your actual research goals.
Step 3: Develop Your Research Design and Methodology
Research design: outlining your approach.
Your research design and methodology section should provide a clear explanation of your research methods and procedures. Discuss the structure of your research design, including potential limitations and challenges. This section should offer a robust framework for how you plan to conduct your study.
Describe the overall research design, including whether your study will be qualitative, quantitative, or mixed-methods. Discuss the rationale for choosing this design and how it will help you address your research questions. Provide details on the specific methods you will use for data collection and analysis, and explain how these methods are appropriate for your study.
Methodology: Selecting the Right Methods for Your Study
Outline the methods you’ll use to answer each of your research questions. A strong methodology is crucial, especially if your project involves extensive collection and analysis of primary data. Demonstrate your awareness of the limitations of your research method, and qualify the parameters you plan to introduce.
Discuss the sampling methods, data collection techniques, and data analysis procedures you will use in your study. Provide a detailed plan for how you will collect and analyze your data, including any tools or instruments you will use. Address any potential ethical issues and explain how you will mitigate them. This will show that you have thoroughly considered the practical aspects of your research and are prepared to address any challenges that may arise.
Step 4: Consider Ethical Implications and Budget
Ethical considerations: addressing potential risks and concerns.
Ethical considerations are paramount, especially in medical or sensitive social research. Ensure that ethical standards are met, including the protection of participants' rights, obtaining informed consent, and the institutional review process (ethical approval). Addressing these issues upfront shows your commitment to conducting responsible research.
Discuss any potential risks to participants and how you will mitigate them. Describe the process for obtaining informed consent and ensuring confidentiality. If your research involves vulnerable populations or sensitive topics, provide additional details on how you will protect participants' rights and well-being. This will demonstrate your commitment to ethical research practices and help to build trust with potential supervisors and funders.
Budget: Estimating Costs and Resources for Your Research
When preparing a research budget, predict and cost all aspects of the research, adding allowance for unforeseen issues, delays, and rising costs. Justify all items in the budget to show thorough planning and foresight.
Provide a detailed breakdown of the costs associated with your research, including expenses for data collection, travel, equipment, and materials. Include any anticipated costs for hiring research assistants or consultants, as well as costs for data analysis and dissemination. Justify each item in the budget, explaining why it is necessary for your research. This will show that you have carefully considered the financial aspects of your project and are prepared to manage the resources required for your study.
Step 5: Create a Timetable and Appendices
Timetable: outlining milestones and deadlines.
The timetable section should outline the various stages of your research project, providing an approximate timeline for each stage, including key milestones. Summarize your research plan and provide a clear overview of your research timeline to demonstrate your ability to manage and complete the project within the allotted time.
Create a detailed timeline that outlines the major phases of your research, including literature review, data collection, data analysis, and writing. Include specific milestones and deadlines for each phase, and provide a realistic estimate of the time required for each task. This will help you stay on track and ensure that your research progresses smoothly.
Appendices: Supporting Documents and Materials
Appendices support the proposal and application by including documents such as informed consent forms, questionnaires, measurement tools, and patient information in layman’s language. These documents are crucial for providing detailed information that supports your research proposal.
Include any additional documents that support your research proposal, such as letters of support from potential supervisors, sample questionnaires, and data collection instruments. Provide detailed information on any measurement tools or protocols you will use in your study. This will show that you have thoroughly planned your research and are prepared to carry out the proposed study.
Step 6: Write Your Research Proposal
Crafting a clear and concise research proposal.
Your research proposal is a key document that helps you secure funding and approval for your research. It is a demonstration of your research skills and knowledge. A well-written proposal can significantly increase your chances of getting accepted into a PhD program.
Begin research proposals by writing a clear and concise introduction that provides an overview of your research topic and its significance. Summarize your research aims and objectives, and provide a brief outline of the structure of your proposal. Use clear and concise language throughout the proposal, and avoid jargon or technical terms that may be unfamiliar to readers.
Ensuring Coherence and Consistency Throughout Your Proposal
Follow a logical and clear structure in your proposal, adhering to the same order as the headings provided above. Ensure that your proposal is coherent and consistent, following the format required by your university’s PhD thesis submissions. This consistency makes your proposal easier to read and more professional.
Use headings and subheadings to organize your proposal and make it easy to navigate. Ensure that each section flows logically from one to the next and that there is a clear connection between your research aims, objectives, and methods. Proofread your proposal carefully to ensure that it is free of errors and that the language is clear and concise.
Step 7: Finalize and Submit Your Research Proposal
Final checks: ensuring completeness and accuracy.
Before submitting your research proposal, ensure that you have adhered to the required format and that your proposal is well-written, clear, and concise. Double-check for completeness and accuracy to ensure that your proposal effectively communicates your research idea and methodology.
Review your proposal carefully to ensure that it includes all required sections and that each section is complete and accurate. Check for any inconsistencies or gaps in the information, and ensure that all references are properly cited. Ask a colleague or supervisor to review your proposal and provide feedback before submitting it.
Submitting Your Research Proposal: Tips for Success
A research proposal is a standard means of assessing your potential as a doctoral researcher. It explains the 'what' and 'why' of your research, showcasing your expertise and knowledge of the existing field, and demonstrating how your research will contribute to it. Ensure that your PhD research proposal clearly articulates your research question, demonstrates your understanding of existing literature, and outlines your proposed research methodology.
When submitting your research proposal, follow the guidelines provided by your university or funding body. Ensure that you have included all required documents and that your proposal is formatted correctly. Pay attention to any submission deadlines, and plan to ensure that you have enough time to complete and review your proposal before submitting it.
Writing a PhD proposal is a rigorous process that requires careful planning, detailed knowledge of your field, and a clear vision for your research project. By following these seven steps, you can craft a compelling and successful research proposal.
Remember to conduct a thorough literature review, define your research clearly, develop a robust research design and methodology, consider ethical implications and budget, create a detailed timetable and appendices, write a clear and concise proposal, and finalize and submit with confidence.
This guide provides a proven framework for prospective PhD students to write a strong and effective research proposal, increasing their chances of acceptance into a PhD program and securing the necessary support and funding for their research.
Embarking on a PhD journey is both challenging and rewarding. The process of writing a research proposal helps you to clarify your research goals, plan your study, and communicate your ideas to others. A well-crafted research proposal writing, not only increases your chances of acceptance into a PhD program but also sets the stage for a successful research project.
Throughout this guide, we have emphasized the importance of conducting a thorough literature review, defining your research aims and objectives, and developing a clear and robust research design and methodology. We have also highlighted the need to consider ethical implications and budget, create a detailed timetable and appendices, and write a clear and concise proposal. Finally, we have provided tips for finalizing and submitting your research proposal.
By following these steps, you can ensure that your research proposal is well-written, comprehensive, and compelling. This will not only help you to secure a place in a PhD program but also provide a solid foundation for your future research endeavors.
Remember, writing a research proposal is a process that takes time and effort. Be patient and persistent, and seek feedback from colleagues, supervisors, and mentors. Use the resources available to you, such as academic journals, databases, and online tools, to support your research and writing. With careful planning and dedication, you can write a successful research proposal that sets the stage for a rewarding and fulfilling PhD journey.
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How To Write A Research Proposal
A Straightforward How-To Guide (With Examples)
By: Derek Jansen (MBA) | Reviewed By: Dr. Eunice Rautenbach | August 2019 (Updated April 2023)
Writing up a strong research proposal for a dissertation or thesis is much like a marriage proposal. It’s a task that calls on you to win somebody over and persuade them that what you’re planning is a great idea. An idea they’re happy to say ‘yes’ to. This means that your dissertation proposal needs to be persuasive , attractive and well-planned. In this post, I’ll show you how to write a winning dissertation proposal, from scratch.
Before you start:
– Understand exactly what a research proposal is – Ask yourself these 4 questions
The 5 essential ingredients:
- The title/topic
- The introduction chapter
- The scope/delimitations
- Preliminary literature review
- Design/ methodology
- Practical considerations and risks
What Is A Research Proposal?
The research proposal is literally that: a written document that communicates what you propose to research, in a concise format. It’s where you put all that stuff that’s spinning around in your head down on to paper, in a logical, convincing fashion.
Convincing is the keyword here, as your research proposal needs to convince the assessor that your research is clearly articulated (i.e., a clear research question) , worth doing (i.e., is unique and valuable enough to justify the effort), and doable within the restrictions you’ll face (time limits, budget, skill limits, etc.). If your proposal does not address these three criteria, your research won’t be approved, no matter how “exciting” the research idea might be.
PS – if you’re completely new to proposal writing, we’ve got a detailed walkthrough video covering two successful research proposals here .
![proposal-webinar-2024 Free Webinar: How To Write A Research Proposal](https://gradcoach.com/wp-content/uploads/proposal-webinar-2024.png)
How do I know I’m ready?
Before starting the writing process, you need to ask yourself 4 important questions . If you can’t answer them succinctly and confidently, you’re not ready – you need to go back and think more deeply about your dissertation topic .
You should be able to answer the following 4 questions before starting your dissertation or thesis research proposal:
- WHAT is my main research question? (the topic)
- WHO cares and why is this important? (the justification)
- WHAT data would I need to answer this question, and how will I analyse it? (the research design)
- HOW will I manage the completion of this research, within the given timelines? (project and risk management)
If you can’t answer these questions clearly and concisely, you’re not yet ready to write your research proposal – revisit our post on choosing a topic .
If you can, that’s great – it’s time to start writing up your dissertation proposal. Next, I’ll discuss what needs to go into your research proposal, and how to structure it all into an intuitive, convincing document with a linear narrative.
The 5 Essential Ingredients
Research proposals can vary in style between institutions and disciplines, but here I’ll share with you a handy 5-section structure you can use. These 5 sections directly address the core questions we spoke about earlier, ensuring that you present a convincing proposal. If your institution already provides a proposal template, there will likely be substantial overlap with this, so you’ll still get value from reading on.
For each section discussed below, make sure you use headers and sub-headers (ideally, numbered headers) to help the reader navigate through your document, and to support them when they need to revisit a previous section. Don’t just present an endless wall of text, paragraph after paragraph after paragraph…
Top Tip: Use MS Word Styles to format headings. This will allow you to be clear about whether a sub-heading is level 2, 3, or 4. Additionally, you can view your document in ‘outline view’ which will show you only your headings. This makes it much easier to check your structure, shift things around and make decisions about where a section needs to sit. You can also generate a 100% accurate table of contents using Word’s automatic functionality.
![title= how to start a phd proposal](https://gradcoach.com/wp-content/uploads/word-styles-800.png)
Ingredient #1 – Topic/Title Header
Your research proposal’s title should be your main research question in its simplest form, possibly with a sub-heading providing basic details on the specifics of the study. For example:
“Compliance with equality legislation in the charity sector: a study of the ‘reasonable adjustments’ made in three London care homes”
As you can see, this title provides a clear indication of what the research is about, in broad terms. It paints a high-level picture for the first-time reader, which gives them a taste of what to expect. Always aim for a clear, concise title . Don’t feel the need to capture every detail of your research in your title – your proposal will fill in the gaps.
Need a helping hand?
Ingredient #2 – Introduction
In this section of your research proposal, you’ll expand on what you’ve communicated in the title, by providing a few paragraphs which offer more detail about your research topic. Importantly, the focus here is the topic – what will you research and why is that worth researching? This is not the place to discuss methodology, practicalities, etc. – you’ll do that later.
You should cover the following:
- An overview of the broad area you’ll be researching – introduce the reader to key concepts and language
- An explanation of the specific (narrower) area you’ll be focusing, and why you’ll be focusing there
- Your research aims and objectives
- Your research question (s) and sub-questions (if applicable)
Importantly, you should aim to use short sentences and plain language – don’t babble on with extensive jargon, acronyms and complex language. Assume that the reader is an intelligent layman – not a subject area specialist (even if they are). Remember that the best writing is writing that can be easily understood and digested. Keep it simple.
![research-proposal-introduction The introduction section serves to expand on the research topic – what will you study and why is that worth dedicating time and effort to?](https://gradcoach.com/wp-content/uploads/research-proposal-introduction.png)
Note that some universities may want some extra bits and pieces in your introduction section. For example, personal development objectives, a structural outline, etc. Check your brief to see if there are any other details they expect in your proposal, and make sure you find a place for these.
Ingredient #3 – Scope
Next, you’ll need to specify what the scope of your research will be – this is also known as the delimitations . In other words, you need to make it clear what you will be covering and, more importantly, what you won’t be covering in your research. Simply put, this is about ring fencing your research topic so that you have a laser-sharp focus.
All too often, students feel the need to go broad and try to address as many issues as possible, in the interest of producing comprehensive research. Whilst this is admirable, it’s a mistake. By tightly refining your scope, you’ll enable yourself to go deep with your research, which is what you need to earn good marks. If your scope is too broad, you’re likely going to land up with superficial research (which won’t earn marks), so don’t be afraid to narrow things down.
Ingredient #4 – Literature Review
In this section of your research proposal, you need to provide a (relatively) brief discussion of the existing literature. Naturally, this will not be as comprehensive as the literature review in your actual dissertation, but it will lay the foundation for that. In fact, if you put in the effort at this stage, you’ll make your life a lot easier when it’s time to write your actual literature review chapter.
There are a few things you need to achieve in this section:
- Demonstrate that you’ve done your reading and are familiar with the current state of the research in your topic area.
- Show that there’s a clear gap for your specific research – i.e., show that your topic is sufficiently unique and will add value to the existing research.
- Show how the existing research has shaped your thinking regarding research design . For example, you might use scales or questionnaires from previous studies.
When you write up your literature review, keep these three objectives front of mind, especially number two (revealing the gap in the literature), so that your literature review has a clear purpose and direction . Everything you write should be contributing towards one (or more) of these objectives in some way. If it doesn’t, you need to ask yourself whether it’s truly needed.
Top Tip: Don’t fall into the trap of just describing the main pieces of literature, for example, “A says this, B says that, C also says that…” and so on. Merely describing the literature provides no value. Instead, you need to synthesise it, and use it to address the three objectives above.
![proposal-lit-review If you put in the effort at the proposal stage, you’ll make your life a lot easier when its time to write your actual literature review chapter.](https://gradcoach.com/wp-content/uploads/proposal-lit-review.png)
Ingredient #5 – Research Methodology
Now that you’ve clearly explained both your intended research topic (in the introduction) and the existing research it will draw on (in the literature review section), it’s time to get practical and explain exactly how you’ll be carrying out your own research. In other words, your research methodology.
In this section, you’ll need to answer two critical questions :
- How will you design your research? I.e., what research methodology will you adopt, what will your sample be, how will you collect data, etc.
- Why have you chosen this design? I.e., why does this approach suit your specific research aims, objectives and questions?
In other words, this is not just about explaining WHAT you’ll be doing, it’s also about explaining WHY. In fact, the justification is the most important part , because that justification is how you demonstrate a good understanding of research design (which is what assessors want to see).
Some essential design choices you need to cover in your research proposal include:
- Your intended research philosophy (e.g., positivism, interpretivism or pragmatism )
- What methodological approach you’ll be taking (e.g., qualitative , quantitative or mixed )
- The details of your sample (e.g., sample size, who they are, who they represent, etc.)
- What data you plan to collect (i.e. data about what, in what form?)
- How you plan to collect it (e.g., surveys , interviews , focus groups, etc.)
- How you plan to analyse it (e.g., regression analysis, thematic analysis , etc.)
- Ethical adherence (i.e., does this research satisfy all ethical requirements of your institution, or does it need further approval?)
This list is not exhaustive – these are just some core attributes of research design. Check with your institution what level of detail they expect. The “ research onion ” by Saunders et al (2009) provides a good summary of the various design choices you ultimately need to make – you can read more about that here .
Don’t forget the practicalities…
In addition to the technical aspects, you will need to address the practical side of the project. In other words, you need to explain what resources you’ll need (e.g., time, money, access to equipment or software, etc.) and how you intend to secure these resources. You need to show that your project is feasible, so any “make or break” type resources need to already be secured. The success or failure of your project cannot depend on some resource which you’re not yet sure you have access to.
Another part of the practicalities discussion is project and risk management . In other words, you need to show that you have a clear project plan to tackle your research with. Some key questions to address:
- What are the timelines for each phase of your project?
- Are the time allocations reasonable?
- What happens if something takes longer than anticipated (risk management)?
- What happens if you don’t get the response rate you expect?
A good way to demonstrate that you’ve thought this through is to include a Gantt chart and a risk register (in the appendix if word count is a problem). With these two tools, you can show that you’ve got a clear, feasible plan, and you’ve thought about and accounted for the potential risks.
![Blog post images (1) Gantt chart](https://gradcoach.com/wp-content/uploads/Blog-post-images-1.png)
Tip – Be honest about the potential difficulties – but show that you are anticipating solutions and workarounds. This is much more impressive to an assessor than an unrealistically optimistic proposal which does not anticipate any challenges whatsoever.
Final Touches: Read And Simplify
The final step is to edit and proofread your proposal – very carefully. It sounds obvious, but all too often poor editing and proofreading ruin a good proposal. Nothing is more off-putting for an assessor than a poorly edited, typo-strewn document. It sends the message that you either do not pay attention to detail, or just don’t care. Neither of these are good messages. Put the effort into editing and proofreading your proposal (or pay someone to do it for you) – it will pay dividends.
When you’re editing, watch out for ‘academese’. Many students can speak simply, passionately and clearly about their dissertation topic – but become incomprehensible the moment they turn the laptop on. You are not required to write in any kind of special, formal, complex language when you write academic work. Sure, there may be technical terms, jargon specific to your discipline, shorthand terms and so on. But, apart from those, keep your written language very close to natural spoken language – just as you would speak in the classroom. Imagine that you are explaining your project plans to your classmates or a family member. Remember, write for the intelligent layman, not the subject matter experts. Plain-language, concise writing is what wins hearts and minds – and marks!
Let’s Recap: Research Proposal 101
And there you have it – how to write your dissertation or thesis research proposal, from the title page to the final proof. Here’s a quick recap of the key takeaways:
- The purpose of the research proposal is to convince – therefore, you need to make a clear, concise argument of why your research is both worth doing and doable.
- Make sure you can ask the critical what, who, and how questions of your research before you put pen to paper.
- Title – provides the first taste of your research, in broad terms
- Introduction – explains what you’ll be researching in more detail
- Scope – explains the boundaries of your research
- Literature review – explains how your research fits into the existing research and why it’s unique and valuable
- Research methodology – explains and justifies how you will carry out your own research
Hopefully, this post has helped you better understand how to write up a winning research proposal. If you enjoyed it, be sure to check out the rest of the Grad Coach Blog . If your university doesn’t provide any template for your proposal, you might want to try out our free research proposal template .
![course Literature Review Course](https://gradcoach.com/wp-content/uploads/course.png)
Psst… there’s more!
This post is an extract from our bestselling short course, Research Proposal Bootcamp . If you want to work smart, you don't want to miss this .
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30 Comments
Thank you so much for the valuable insight that you have given, especially on the research proposal. That is what I have managed to cover. I still need to go back to the other parts as I got disturbed while still listening to Derek’s audio on you-tube. I am inspired. I will definitely continue with Grad-coach guidance on You-tube.
Thanks for the kind words :). All the best with your proposal.
First of all, thanks a lot for making such a wonderful presentation. The video was really useful and gave me a very clear insight of how a research proposal has to be written. I shall try implementing these ideas in my RP.
Once again, I thank you for this content.
I found reading your outline on writing research proposal very beneficial. I wish there was a way of submitting my draft proposal to you guys for critiquing before I submit to the institution.
Hi Bonginkosi
Thank you for the kind words. Yes, we do provide a review service. The best starting point is to have a chat with one of our coaches here: https://gradcoach.com/book/new/ .
Hello team GRADCOACH, may God bless you so much. I was totally green in research. Am so happy for your free superb tutorials and resources. Once again thank you so much Derek and his team.
You’re welcome, Erick. Good luck with your research proposal 🙂
thank you for the information. its precise and on point.
Really a remarkable piece of writing and great source of guidance for the researchers. GOD BLESS YOU for your guidance. Regards
Thanks so much for your guidance. It is easy and comprehensive the way you explain the steps for a winning research proposal.
Thank you guys so much for the rich post. I enjoyed and learn from every word in it. My problem now is how to get into your platform wherein I can always seek help on things related to my research work ? Secondly, I wish to find out if there is a way I can send my tentative proposal to you guys for examination before I take to my supervisor Once again thanks very much for the insights
Thanks for your kind words, Desire.
If you are based in a country where Grad Coach’s paid services are available, you can book a consultation by clicking the “Book” button in the top right.
Best of luck with your studies.
May God bless you team for the wonderful work you are doing,
If I have a topic, Can I submit it to you so that you can draft a proposal for me?? As I am expecting to go for masters degree in the near future.
Thanks for your comment. We definitely cannot draft a proposal for you, as that would constitute academic misconduct. The proposal needs to be your own work. We can coach you through the process, but it needs to be your own work and your own writing.
Best of luck with your research!
I found a lot of many essential concepts from your material. it is real a road map to write a research proposal. so thanks a lot. If there is any update material on your hand on MBA please forward to me.
GradCoach is a professional website that presents support and helps for MBA student like me through the useful online information on the page and with my 1-on-1 online coaching with the amazing and professional PhD Kerryen.
Thank you Kerryen so much for the support and help 🙂
I really recommend dealing with such a reliable services provider like Gradcoah and a coach like Kerryen.
Hi, Am happy for your service and effort to help students and researchers, Please, i have been given an assignment on research for strategic development, the task one is to formulate a research proposal to support the strategic development of a business area, my issue here is how to go about it, especially the topic or title and introduction. Please, i would like to know if you could help me and how much is the charge.
This content is practical, valuable, and just great!
Thank you very much!
Hi Derek, Thank you for the valuable presentation. It is very helpful especially for beginners like me. I am just starting my PhD.
This is quite instructive and research proposal made simple. Can I have a research proposal template?
Great! Thanks for rescuing me, because I had no former knowledge in this topic. But with this piece of information, I am now secured. Thank you once more.
I enjoyed listening to your video on how to write a proposal. I think I will be able to write a winning proposal with your advice. I wish you were to be my supervisor.
Dear Derek Jansen,
Thank you for your great content. I couldn’t learn these topics in MBA, but now I learned from GradCoach. Really appreciate your efforts….
From Afghanistan!
I have got very essential inputs for startup of my dissertation proposal. Well organized properly communicated with video presentation. Thank you for the presentation.
Wow, this is absolutely amazing guys. Thank you so much for the fruitful presentation, you’ve made my research much easier.
this helps me a lot. thank you all so much for impacting in us. may god richly bless you all
How I wish I’d learn about Grad Coach earlier. I’ve been stumbling around writing and rewriting! Now I have concise clear directions on how to put this thing together. Thank you!
Fantastic!! Thank You for this very concise yet comprehensive guidance.
Even if I am poor in English I would like to thank you very much.
Thank you very much, this is very insightful.
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How to Write a PhD Research Proposal
- Applying to a PhD
- A research proposal summarises your intended research.
- Your research proposal is used to confirm you understand the topic, and that the university has the expertise to support your study.
- The length of a research proposal varies. It is usually specified by either the programme requirements or the supervisor upon request. 1500 to 3500 words is common.
- The typical research proposal structure consists of: Title, Abstract, Background and Rationale, Research Aims and Objectives, Research Design and Methodology, Timetable, and a Bibliography.
What is a Research Proposal?
A research proposal is a supporting document that may be required when applying to a research degree. It summarises your intended research by outlining what your research questions are, why they’re important to your field and what knowledge gaps surround your topic. It also outlines your research in terms of your aims, methods and proposed timetable .
What Is It Used for and Why Is It Important?
A research proposal will be used to:
- Confirm whether you understand the topic and can communicate complex ideas.
- Confirm whether the university has adequate expertise to support you in your research topic.
- Apply for funding or research grants to external bodies.
How Long Should a PhD Research Proposal Be?
Some universities will specify a word count all students will need to adhere to. You will typically find these in the description of the PhD listing. If they haven’t stated a word count limit, you should contact the potential supervisor to clarify whether there are any requirements. If not, aim for 1500 to 3500 words (3 to 7 pages).
Your title should indicate clearly what your research question is. It needs to be simple and to the point; if the reader needs to read further into your proposal to understand your question, your working title isn’t clear enough.
Directly below your title, state the topic your research question relates to. Whether you include this information at the top of your proposal or insert a dedicated title page is your choice and will come down to personal preference.
2. Abstract
If your research proposal is over 2000 words, consider providing an abstract. Your abstract should summarise your question, why it’s important to your field and how you intend to answer it; in other words, explain your research context.
Only include crucial information in this section – 250 words should be sufficient to get across your main points.
3. Background & Rationale
First, specify which subject area your research problem falls in. This will help set the context of your study and will help the reader anticipate the direction of your proposed research.
Following this, include a literature review . A literature review summarises the existing knowledge which surrounds your research topic. This should include a discussion of the theories, models and bodies of text which directly relate to your research problem. As well as discussing the information available, discuss those which aren’t. In other words, identify what the current gaps in knowledge are and discuss how this will influence your research. Your aim here is to convince the potential supervisor and funding providers of why your intended research is worth investing time and money into.
Last, discuss the key debates and developments currently at the centre of your research area.
4. Research Aims & Objectives
Identify the aims and objectives of your research. The aims are the problems your project intends to solve; the objectives are the measurable steps and outcomes required to achieve the aim.
In outlining your aims and objectives, you will need to explain why your proposed research is worth exploring. Consider these aspects:
- Will your research solve a problem?
- Will your research address a current gap in knowledge?
- Will your research have any social or practical benefits?
If you fail to address the above questions, it’s unlikely they will accept your proposal – all PhD research projects must show originality and value to be considered.
5. Research Design and Methodology
The following structure is recommended when discussing your research design:
- Sample/Population – Discuss your sample size, target populations, specimen types etc.
- Methods – What research methods have you considered, how did you evaluate them and how did you decide on your chosen one?
- Data Collection – How are you going to collect and validate your data? Are there any limitations?
- Data Analysis – How are you going to interpret your results and obtain a meaningful conclusion from them?
- Ethical Considerations – Are there any potential implications associated with your research approach? This could either be to research participants or to your field as a whole on the outcome of your findings (i.e. if you’re researching a particularly controversial area). How are you going to monitor for these implications and what types of preventive steps will you need to put into place?
6. Timetable
![how to start a phd proposal PhD Project Plan - PhD research proposal](https://www.discoverphds.com/wp-content/uploads/2020/03/DiscovePhDs_High-Level-PhD-Prohect-Plan.jpg)
We’ve outlined the various stages of a PhD and the approximate duration of a PhD programme which you can refer to when designing your own research study.
7. Bibliography
Plagiarism is taken seriously across all academic levels, but even more so for doctorates. Therefore, ensure you reference the existing literature you have used in writing your PhD proposal. Besides this, try to adopt the same referencing style as the University you’re applying to uses. You can easily find this information in the PhD Thesis formatting guidelines published on the University’s website.
Finding a PhD has never been this easy – search for a PhD by keyword, location or academic area of interest.
Questions & Answers
Here are answers to some of the most common questions we’re asked about the Research Proposal:
Can You Change a Research Proposal?
Yes, your PhD research proposal outlines the start of your project only. It’s well accepted that the direction of your research will develop with time, therefore, you can revise it at later dates.
Can the Potential Supervisor Review My Draft Proposal?
Whether the potential supervisor will review your draft will depend on the individual. However, it is highly advisable that you at least attempt to discuss your draft with them. Even if they can’t review it, they may provide you with useful information regarding their department’s expertise which could help shape your PhD proposal. For example, you may amend your methodology should you come to learn that their laboratory is better equipped for an alternative method.
How Should I Structure and Format My Proposal?
Ensure you follow the same order as the headings given above. This is the most logical structure and will be the order your proposed supervisor will expect.
Most universities don’t provide formatting requirements for research proposals on the basis that they are a supporting document only, however, we recommend that you follow the same format they require for their PhD thesis submissions. This will give your reader familiarity and their guidelines should be readily available on their website.
Last, try to have someone within the same academic field or discipline area to review your proposal. The key is to confirm that they understand the importance of your work and how you intend to execute it. If they don’t, it’s likely a sign you need to rewrite some of your sections to be more coherent.
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How to Write a Successful PhD Research Proposal
What is a research proposal.
A research proposal is a document of around 3,000-4,000 words outlining the research you are going to undertake. The majority of universities require PhD applicants to submit a research proposal when applying for a PhD position.
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Why a research proposal?
Apart from being an essential requirement for PhD entry, a research proposal helps your future supervisors to better understand your line of thinking, experience in doing research and how you are planning to go about writing your thesis. In addition to this, a research proposal is a great tool that can help you to structure your thinking and outline the path you would like to follow during your PhD studies.
What should I include in a research proposal?
Before you start writing a research proposal, carefully check the website of the university you are applying for. Many universities provide guidelines on writing research proposals that will help you both to structure your thinking and meet the requirements of a specific university.
Regardless of university specific requirements, most of the research proposals usually include:
- Title and abstract: In case of predefined PhD projects, a title is usually provided by the university. In other cases, an applicant is expected to provide a preliminary title which will be further elaborated in the process of thesis writing. An abstract should usually be no longer than a page, and provide a brief summary of what you are going to cover in your research proposal.
- Literature review: The literature review demonstrates the applicant’s knowledge of the main research achievements in the area of study. You should pay attention to providing some of the key references in your area of research which requires doing extensive research on your part.
- Research problem, aim and objectives: As a result of your literature review, you should identify the main gap in your research area on which you are going to focus in your PhD project. Once the research problem is identified, you will be able to pose the main aim and objectives of your project.
- You should dedicate some space to Research methodology , or, in other words, explaining how you are going to go about doing your research. This section also demonstrates your knowledge of the existing research methodologies in your area of study.
- Ethical considerations: You should check some literature on ethics of conducting research in your area and outline some key ethical aspects related to the proposed project.
- Increasingly applicants are asked to outline the impact of their research studies . This can include both the impact on your research area and society in general. It is important to dedicate some time to this section since it will add more value to your proposal.
- References: Do not forget to specify all the references at the end of the proposal.
An obvious but very important point is the format of your research proposal. Make sure that the formatting of the document is consistent throughout and that the structure is clear. If possible, it can be a good idea to give the document to your academic tutor or colleague for revision.
It is important to remember that a research proposal is a provisional rather than a definitive document. It will most likely change extensively during the first several months of your PhD programme. Nevertheless, at the stage of application it is an essential document that helps evaluators make their decision in relation to your application. Therefore, it is worth investing time and effort in it! Good luck!
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- Dissertation
How to Write a Dissertation or Thesis Proposal
Published on September 21, 2022 by Tegan George . Revised on July 18, 2023.
When starting your thesis or dissertation process, one of the first requirements is a research proposal or a prospectus. It describes what or who you want to examine, delving into why, when, where, and how you will do so, stemming from your research question and a relevant topic .
The proposal or prospectus stage is crucial for the development of your research. It helps you choose a type of research to pursue, as well as whether to pursue qualitative or quantitative methods and what your research design will look like.
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Table of contents
What should your proposal contain, dissertation question examples, what should your proposal look like, dissertation prospectus examples, other interesting articles, frequently asked questions about proposals.
Prior to jumping into the research for your thesis or dissertation, you first need to develop your research proposal and have it approved by your supervisor. It should outline all of the decisions you have taken about your project, from your dissertation topic to your hypotheses and research objectives .
Depending on your department’s requirements, there may be a defense component involved, where you present your research plan in prospectus format to your committee for their approval.
Your proposal should answer the following questions:
- Why is your research necessary?
- What is already known about your topic?
- Where and when will your research be conducted?
- Who should be studied?
- How can the research best be done?
Ultimately, your proposal should persuade your supervisor or committee that your proposed project is worth pursuing.
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Strong research kicks off with a solid research question , and dissertations are no exception to this.
Dissertation research questions should be:
- Focused on a single problem or issue
- Researchable using primary and/or secondary sources
- Feasible to answer within the timeframe and practical constraints
- Specific enough to answer thoroughly
- Complex enough to develop the answer over the space of a paper or thesis
- Relevant to your field of study and/or society more broadly
- What are the main factors enticing people under 30 in suburban areas to engage in the gig economy?
- Which techniques prove most effective for 1st-grade teachers at local elementary schools in engaging students with special needs?
- Which communication streams are the most effective for getting those aged 18-30 to the polls on Election Day?
An easy rule of thumb is that your proposal will usually resemble a (much) shorter version of your thesis or dissertation. While of course it won’t include the results section , discussion section , or conclusion , it serves as a “mini” version or roadmap for what you eventually seek to write.
Be sure to include:
- A succinct introduction to your topic and problem statement
- A brief literature review situating your topic within existing research
- A basic outline of the research methods you think will best answer your research question
- The perceived implications for future research
- A reference list in the citation style of your choice
The length of your proposal varies quite a bit depending on your discipline and type of work you’re conducting. While a thesis proposal is often only 3-7 pages long, a prospectus for your dissertation is usually much longer, with more detailed analysis. Dissertation proposals can be up to 25-30 pages in length.
Writing a proposal or prospectus can be a challenge, but we’ve compiled some examples for you to get your started.
- Example #1: “Geographic Representations of the Planet Mars, 1867-1907” by Maria Lane
- Example #2: “Individuals and the State in Late Bronze Age Greece: Messenian Perspectives on Mycenaean Society” by Dimitri Nakassis
- Example #3: “Manhood Up in the Air: A Study of Male Flight Attendants, Queerness, and Corporate Capitalism during the Cold War Era” by Phil Tiemeyer
If you want to know more about AI for academic writing, AI tools, or research bias, make sure to check out some of our other articles with explanations and examples or go directly to our tools!
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The research methods you use depend on the type of data you need to answer your research question .
- If you want to measure something or test a hypothesis , use quantitative methods . If you want to explore ideas, thoughts and meanings, use qualitative methods .
- If you want to analyze a large amount of readily-available data, use secondary data. If you want data specific to your purposes with control over how it is generated, collect primary data.
- If you want to establish cause-and-effect relationships between variables , use experimental methods. If you want to understand the characteristics of a research subject, use descriptive methods.
A thesis or dissertation outline is one of the most critical first steps in your writing process. It helps you to lay out and organize your ideas and can provide you with a roadmap for deciding what kind of research you’d like to undertake.
Generally, an outline contains information on the different sections included in your thesis or dissertation , such as:
- Your anticipated title
- Your abstract
- Your chapters (sometimes subdivided into further topics like literature review , research methods , avenues for future research, etc.)
A well-planned research design helps ensure that your methods match your research aims, that you collect high-quality data, and that you use the right kind of analysis to answer your questions, utilizing credible sources . This allows you to draw valid , trustworthy conclusions.
The priorities of a research design can vary depending on the field, but you usually have to specify:
- Your research questions and/or hypotheses
- Your overall approach (e.g., qualitative or quantitative )
- The type of design you’re using (e.g., a survey , experiment , or case study )
- Your sampling methods or criteria for selecting subjects
- Your data collection methods (e.g., questionnaires , observations)
- Your data collection procedures (e.g., operationalization , timing and data management)
- Your data analysis methods (e.g., statistical tests or thematic analysis )
A dissertation prospectus or proposal describes what or who you plan to research for your dissertation. It delves into why, when, where, and how you will do your research, as well as helps you choose a type of research to pursue. You should also determine whether you plan to pursue qualitative or quantitative methods and what your research design will look like.
It should outline all of the decisions you have taken about your project, from your dissertation topic to your hypotheses and research objectives , ready to be approved by your supervisor or committee.
Note that some departments require a defense component, where you present your prospectus to your committee orally.
Formulating a main research question can be a difficult task. Overall, your question should contribute to solving the problem that you have defined in your problem statement .
However, it should also fulfill criteria in three main areas:
- Researchability
- Feasibility and specificity
- Relevance and originality
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How to write a good PhD proposal
Study tips Published 3 Mar, 2022 · 5-minute read
Want to make sure your research degree starts smoothly? We spoke with 2 PhD candidates about overcoming this initial hurdle. Here’s their advice for how to write a good PhD proposal.
Writing your research proposal is an integral part of commencing a PhD with many schools and institutes, so it can feel rather intimidating. After all, how you come up with your PhD proposal could be the difference between your supervisor getting on board or giving your project a miss.
Let’s explore how to make a PhD research proposal with UQ candidates Chelsea Janke and Sarah Kendall.
Look at PhD proposal examples
![how to start a phd proposal Chelsea Janke quote](https://study.uq.edu.au/sites/default/files/styles/testimonial/public/2023-05/Quote_profile_Chelsea_Janke.jpg?h=7f412c8f&itok=4mQuGmxY)
Look at other PhD proposals that have been successful. Ask current students if you can look at theirs.
Nobody’s asking you to reinvent the wheel when it comes to writing your PhD proposal – leave that for your actual thesis. For now, while you’re just working out how to write a PhD proposal, examples are a great starting point.
Chelsea knows this step is easier if you’ve got a friend who is already doing a PhD, but there are other ways to find a good example or template.
“Look at other PhD proposals that have been successful,” she says.
“Ask current students if you can look at theirs.”
“If you don’t know anyone doing their PhD, look online to get an idea of how they should be structured.”
What makes this tricky is that proposals can vary greatly by field and disciplinary norms, so you should check with your proposed supervisor to see if they have a specific format or list of criteria to follow. Part of writing a good PhD proposal is submitting it in a style that's familiar to the people who will read and (hopefully) become excited by it and want to bring you into their research area.
Here are some of the key factors to consider when structuring your proposal:
- meeting the expected word count (this can range from a 1-page maximum to a 3,000-word minimum depending on your supervisor and research area)
- making your bibliography as detailed as necessary
- outlining the research questions you’ll be trying to solve/answer
- discussing the impact your research could have on your field
- conducting preliminary analysis of existing research on the topic
- documenting details of the methods and data sources you’ll use in your research
- introducing your supervisor(s) and how their experience relates to your project.
Please note this isn't a universal list of things you need in your PhD research proposal. Depending on your supervisor's requirements, some of these items may be unnecessary or there may be other inclusions not listed here.
Ask your planned supervisor for advice
Alright, here’s the thing. If sending your research proposal is your first point of contact with your prospective supervisor, you’ve jumped the gun a little.
You should have at least one researcher partially on board with your project before delving too deep into your proposal. This ensures you’re not potentially spending time and effort on an idea that no one has any appetite for. Plus, it unlocks a helpful guide who can assist with your proposal.
PhD research isn’t like Shark Tank – you’re allowed to confer with academics and secure their support before you pitch your thesis to them. Discover how to choose the right PhD supervisor for you.
For a time-efficient strategy, Chelsea recommends you approach your potential supervisor(s) and find out if:
- they have time to supervise you
- they have any funds to help pay for your research (even with a stipend scholarship , your research activities may require extra money)
- their research interests align with yours (you’ll ideally discover a mutual ground where you both benefit from the project).
“The best way to approach would be to send an email briefly outlining who you are, your background, and what your research interests are,” says Chelsea.
“Once you’ve spoken to a potential supervisor, then you can start drafting a proposal and you can even ask for their input.”
Chelsea's approach here works well with some academics, but keep in mind that other supervisors will want to see a research proposal straight away. If you're not sure of your proposed supervisor's preferences, you may like to cover both bases with an introductory email that has a draft of your research proposal attached.
Sarah agrees that your prospective supervisor is your most valuable resource for understanding how to write a research proposal for a PhD application.
“My biggest tip for writing a research proposal is to ask your proposed supervisor for help,” says Sarah.
“Or if this isn’t possible, ask another academic who has had experience writing research proposals.”
“They’ll be able to tell you what to include or what you need to improve on.”
Find the 'why' and focus on it
![how to start a phd proposal Sarah Kendall quote](https://study.uq.edu.au/sites/default/files/styles/testimonial/public/2023-05/Quote_profile_Rebecca_Sarah_Kendall.jpg?h=7f412c8f&itok=RL4zu2bi)
One of the key aspects of your research proposal is emphasising why your project is important and should be funded.
Your PhD proposal should include your major question, your planned methods, the sources you’ll cite, and plenty of other nitty gritty details. But perhaps the most important element of your proposal is its purpose – the reason you want to do this research and why the results will be meaningful.
In Sarah’s opinion, highlighting the 'why' of your project is vital for your research proposal.
“From my perspective, one of the key aspects of your research proposal is emphasising why your project is important and should be funded,” she says.
“Not only does this impact whether your application is likely to be successful, but it could also impact your likelihood of getting a scholarship .”
Imagine you only had 60 seconds to explain your planned research to someone. Would you prefer they remember how your project could change the world, or the statistical models you’ll be using to do it? (Of course, you’ve got 2,000 words rather than 60 seconds, so do make sure to include those little details as well – just put the why stuff first.)
Proofread your proposal, then proof it again
As a PhD candidate, your attention to detail is going to be integral to your success. Start practising it now by making sure your research proposal is perfect.
Chelsea and Sarah both acknowledge that clarity and writing quality should never be overlooked in a PhD proposal. This starts with double-checking that the questions of your thesis are obvious and unambiguous, followed by revising the rest of your proposal.
“Make sure your research questions are really clear,” says Sarah.
“Ensure all the writing is clear and grammatically correct,” adds Chelsea.
“A supervisor is not going to be overly keen on a prospective student if their writing is poor.”
It might sound harsh, but it’s fair. So, proofread your proposal multiple times – including after you get it back from your supervisor with any feedback and notes. When you think you’ve got the final, FINAL draft saved, sleep on it and read it one more time the next morning.
Still feeling a little overwhelmed by your research proposal? Stay motivated with these reasons why a PhD is worth the effort .
Want to learn more from Chelsea and Sarah? Easy:
- Read about Chelsea’s award-winning PhD thesis on keeping crops healthy.
- Read Sarah’s series on becoming a law academic .
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How to Write a Dissertation Proposal | A Step-by-Step Guide
Published on 14 February 2020 by Jack Caulfield . Revised on 11 November 2022.
A dissertation proposal describes the research you want to do: what it’s about, how you’ll conduct it, and why it’s worthwhile. You will probably have to write a proposal before starting your dissertation as an undergraduate or postgraduate student.
A dissertation proposal should generally include:
- An introduction to your topic and aims
- A literature review of the current state of knowledge
- An outline of your proposed methodology
- A discussion of the possible implications of the research
- A bibliography of relevant sources
Dissertation proposals vary a lot in terms of length and structure, so make sure to follow any guidelines given to you by your institution, and check with your supervisor when you’re unsure.
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Table of contents
Step 1: coming up with an idea, step 2: presenting your idea in the introduction, step 3: exploring related research in the literature review, step 4: describing your methodology, step 5: outlining the potential implications of your research, step 6: creating a reference list or bibliography.
Before writing your proposal, it’s important to come up with a strong idea for your dissertation.
Find an area of your field that interests you and do some preliminary reading in that area. What are the key concerns of other researchers? What do they suggest as areas for further research, and what strikes you personally as an interesting gap in the field?
Once you have an idea, consider how to narrow it down and the best way to frame it. Don’t be too ambitious or too vague – a dissertation topic needs to be specific enough to be feasible. Move from a broad field of interest to a specific niche:
- Russian literature 19th century Russian literature The novels of Tolstoy and Dostoevsky
- Social media Mental health effects of social media Influence of social media on young adults suffering from anxiety
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Like most academic texts, a dissertation proposal begins with an introduction . This is where you introduce the topic of your research, provide some background, and most importantly, present your aim , objectives and research question(s) .
Try to dive straight into your chosen topic: What’s at stake in your research? Why is it interesting? Don’t spend too long on generalisations or grand statements:
- Social media is the most important technological trend of the 21st century. It has changed the world and influences our lives every day.
- Psychologists generally agree that the ubiquity of social media in the lives of young adults today has a profound impact on their mental health. However, the exact nature of this impact needs further investigation.
Once your area of research is clear, you can present more background and context. What does the reader need to know to understand your proposed questions? What’s the current state of research on this topic, and what will your dissertation contribute to the field?
If you’re including a literature review, you don’t need to go into too much detail at this point, but give the reader a general sense of the debates that you’re intervening in.
This leads you into the most important part of the introduction: your aim, objectives and research question(s) . These should be clearly identifiable and stand out from the text – for example, you could present them using bullet points or bold font.
Make sure that your research questions are specific and workable – something you can reasonably answer within the scope of your dissertation. Avoid being too broad or having too many different questions. Remember that your goal in a dissertation proposal is to convince the reader that your research is valuable and feasible:
- Does social media harm mental health?
- What is the impact of daily social media use on 18– to 25–year–olds suffering from general anxiety disorder?
Now that your topic is clear, it’s time to explore existing research covering similar ideas. This is important because it shows you what is missing from other research in the field and ensures that you’re not asking a question someone else has already answered.
You’ve probably already done some preliminary reading, but now that your topic is more clearly defined, you need to thoroughly analyse and evaluate the most relevant sources in your literature review .
Here you should summarise the findings of other researchers and comment on gaps and problems in their studies. There may be a lot of research to cover, so make effective use of paraphrasing to write concisely:
- Smith and Prakash state that ‘our results indicate a 25% decrease in the incidence of mechanical failure after the new formula was applied’.
- Smith and Prakash’s formula reduced mechanical failures by 25%.
The point is to identify findings and theories that will influence your own research, but also to highlight gaps and limitations in previous research which your dissertation can address:
- Subsequent research has failed to replicate this result, however, suggesting a flaw in Smith and Prakash’s methods. It is likely that the failure resulted from…
Next, you’ll describe your proposed methodology : the specific things you hope to do, the structure of your research and the methods that you will use to gather and analyse data.
You should get quite specific in this section – you need to convince your supervisor that you’ve thought through your approach to the research and can realistically carry it out. This section will look quite different, and vary in length, depending on your field of study.
You may be engaged in more empirical research, focusing on data collection and discovering new information, or more theoretical research, attempting to develop a new conceptual model or add nuance to an existing one.
Dissertation research often involves both, but the content of your methodology section will vary according to how important each approach is to your dissertation.
Empirical research
Empirical research involves collecting new data and analysing it in order to answer your research questions. It can be quantitative (focused on numbers), qualitative (focused on words and meanings), or a combination of both.
With empirical research, it’s important to describe in detail how you plan to collect your data:
- Will you use surveys ? A lab experiment ? Interviews?
- What variables will you measure?
- How will you select a representative sample ?
- If other people will participate in your research, what measures will you take to ensure they are treated ethically?
- What tools (conceptual and physical) will you use, and why?
It’s appropriate to cite other research here. When you need to justify your choice of a particular research method or tool, for example, you can cite a text describing the advantages and appropriate usage of that method.
Don’t overdo this, though; you don’t need to reiterate the whole theoretical literature, just what’s relevant to the choices you have made.
Moreover, your research will necessarily involve analysing the data after you have collected it. Though you don’t know yet what the data will look like, it’s important to know what you’re looking for and indicate what methods (e.g. statistical tests , thematic analysis ) you will use.
Theoretical research
You can also do theoretical research that doesn’t involve original data collection. In this case, your methodology section will focus more on the theory you plan to work with in your dissertation: relevant conceptual models and the approach you intend to take.
For example, a literary analysis dissertation rarely involves collecting new data, but it’s still necessary to explain the theoretical approach that will be taken to the text(s) under discussion, as well as which parts of the text(s) you will focus on:
- This dissertation will utilise Foucault’s theory of panopticism to explore the theme of surveillance in Orwell’s 1984 and Kafka’s The Trial…
Here, you may refer to the same theorists you have already discussed in the literature review. In this case, the emphasis is placed on how you plan to use their contributions in your own research.
You’ll usually conclude your dissertation proposal with a section discussing what you expect your research to achieve.
You obviously can’t be too sure: you don’t know yet what your results and conclusions will be. Instead, you should describe the projected implications and contribution to knowledge of your dissertation.
First, consider the potential implications of your research. Will you:
- Develop or test a theory?
- Provide new information to governments or businesses?
- Challenge a commonly held belief?
- Suggest an improvement to a specific process?
Describe the intended result of your research and the theoretical or practical impact it will have:
Finally, it’s sensible to conclude by briefly restating the contribution to knowledge you hope to make: the specific question(s) you hope to answer and the gap the answer(s) will fill in existing knowledge:
Like any academic text, it’s important that your dissertation proposal effectively references all the sources you have used. You need to include a properly formatted reference list or bibliography at the end of your proposal.
Different institutions recommend different styles of referencing – commonly used styles include Harvard , Vancouver , APA , or MHRA . If your department does not have specific requirements, choose a style and apply it consistently.
A reference list includes only the sources that you cited in your proposal. A bibliography is slightly different: it can include every source you consulted in preparing the proposal, even if you didn’t mention it in the text. In the case of a dissertation proposal, a bibliography may also list relevant sources that you haven’t yet read, but that you intend to use during the research itself.
Check with your supervisor what type of bibliography or reference list you should include.
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Caulfield, J. (2022, November 11). How to Write a Dissertation Proposal | A Step-by-Step Guide. Scribbr. Retrieved 18 June 2024, from https://www.scribbr.co.uk/thesis-dissertation/proposal/
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Learn how to write a PhD proposal that will stand out from the rest
Feb 27, 2019
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Here, we show you how to write a PhD proposal that will stand out from the hundreds of others that are submitted each day.
Before we do though, know one thing :
The research you describe when you write your PhD proposal won’t look anything like the research you finally write up in your PhD thesis.
Wait, what ?
That’s not a typo. Everyone’s research changes over time. If you knew everything when you were writing up your proposal there wouldn’t be any point doing the PhD at all.
So, what’s the point of the proposal?
Your proposal is a guide, not a contract . It is a plan for your research that is necessarily flexible. That’s why it changes over time.
This means that the proposal is less about the robustness of your proposed research design and more about showing that you have
1. Critical thinking skills
2. An adequate grasp of the existing literature and know how your research will contribute to it
3. Clear direction and objectives. You get this by formulating clear research questions
4. Appropriate methods. This shows that you can link your understanding of the literature, research design and theory
5. An understanding of what’s required in a PhD
6. Designed a project that is feasible
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Your PhD thesis. All on one page.
Use our free PhD structure template to quickly visualise every element of your thesis.
What is a PhD proposal?
Your PhD proposal is submitted as part of your application to a PhD program. It is a standard means of assessing your potential as a doctoral researcher.
When stripped down to its basic components, it does two things:
Explains the ‘what’- t hese are the questions you will address and the outcomes you expect
Explains the ‘why’- t his is the case for your research, with a focus on why the research is significant and what the contributions will be.
It is used by potential supervisors and department admission tutors to assess the quality and originality of your research ideas, how good you are at critical thinking and how feasible your proposed study is.
This means that it needs to showcase your expertise and your knowledge of the existing field and how your research contributes to it. You use it to make a persuasive case that your research is interesting and significant enough to warrant the university’s investment.
Above all though, it is about showcasing your passion for your discipline . A PhD is a hard, long journey. The admissions tutor want to know that you have both the skills and the resilience required.
What needs to be included in a PhD proposal?
Exactly what needs to be included when you write your PhD proposal will vary from university to university. How long your proposal needs to be may also be specified by your university, but if it isn’t, aim for three thousand words.
Check the requirements for each university you are applying for carefully.
Having said that, almost all proposals will need to have four distinct sections.
1. Introduction
2. the research context.
3. The approach you take
4. Conclusion
In the first few paragraphs of your proposal, you need to clearly and concisely state your research questions, the gap in the literature your study will address, the significance of your research and the contribution that the study makes.
Be as clear and concise as you can be. Make the reader’s job as easy as possible by clearly stating what the proposed research will investigate, what the contribution is and why the study is worthwhile.
This isn’t the place for lots of explanatory detail. You don’t need to justify particular design decisions in the introduction, just state what they are. The justification comes later.
In this section, you discuss the existing literature and the gaps that exist within it.
The goal here is to show that you understand the existing literature in your field, what the gaps are and how your proposed study will address them. We’ve written a guide that will help you to conduct and write a literature review .
Chances are, you won’t have conducted a complete literature review, so the emphasis here should be on the more important and well-known research in your field. Don’t worry that you haven’t read everything. Your admissions officer won’t have expected you to. Instead, they want to see that you know the following:
1. What are the most important authors, findings, concepts, schools, debates and hypotheses?
2. What gaps exist in the literature?
3. How does your thesis fill these gaps?
Once you have laid out the context, you will be in a position to make your thesis statement . A thesis statement is a sentence that summarises your argument to the reader. It is the ‘point’ you will want to make with your proposed research.
Remember, the emphasis in the PhD proposal is on what you intend to do, not on results. You won’t have results until you finish your study. That means that your thesis statement will be speculative, rather than a statement of fact.
For more on how to construct thesis statements, read this excellent guide from the University of North Carolina at Chapel Hill who, incidentally, run a great academic writing blog you should definitely visit.
3. The approach you will take
This is the section in which you discuss the overall research design and is the most important component of the proposal. The emphasis here is on five things.
1. The overall approach taken (is it purely theoretical, or does it involve primary or empirical research? Maybe it’s both theoretical and empirical?)
2. The theoretical perspective you will use when you design and conduct your research
3. Why you have chosen this approach over others and what implications this choice has for your methods and the robustness of the study
4. Your specific aims and objectives
5. Your research methodology
In the previous section you outlined the context. In this section you explain the specific detail of what your research will look like.
You take the brief research design statements you made in the introduction and go into much more detail. You need to be relating your design decisions back to the literature and context discussion in the previous section.
The emphasis here is on showing that there is a logical flow. There’s no point highlighting a gap in the literature and then designing a study that doesn’t fill it.
Some of the detail here will only become clear once you have started the actual research. That’s fine. The emphasis in your proposal should be on showing that you understand what goes into a PhD.
So, keep it general.
For example, when talking about your methodology, keep things deliberately broad and focus on the overarching strategy. For example, if you are using interviews, you don’t need to list every single proposed interview question. Instead, you can talk about the rough themes you will discuss (which will relate to your literature review and thesis/project statement). Similarly, unless your research is specifically focusing on particular individuals, you don’t need to list exactly who you will interview. Instead, just state the types of people you will interview (for example: local politicians, or athletes, or academics in the UK, and so on).
4. Concluding paragraphs
There are a number of key elements to a proposal that you will need to put in the final paragraphs.
These include:
1. A discussion on the limitations of the study
2. A reiteration of your contribution
3. A proposed chapter structure (this can be an appendix)
4. Proposed month-by-month timetable (this can also be an appendix). The purpose of this timetable is to show that you understand every stage required and how long each stage takes relative to others.
Tips to turn an average proposal into one that will be accepted
1. be critical.
When you are making your design decisions in section three, you need to do so critically. Critical thinking is a key requirement of entry onto a PhD programme. In brief, it means not taking things at face value and questioning what you read or do. You can read our guide to being critical for help (it focuses on the literature review, but the take home points are the same).
2. Don’t go into too much detail too soon in your proposal
This is something that many people get wrong. You need to ease the reader in gradually . Present a brief, clear statement in the introduction and then gradually introduce more information as the pages roll on.
You will see that the outline we have suggested above follows an inverted pyramid shape.
1. In section one, you present the headlines in the introductory paragraphs. These are the research questions, aims, objectives, contribution and problem statement. State these without context or explanation.
2. When discussing the research context in section two, you provide a little more background. The goal here is to introduce the reader to the literature and highlight the gaps.
3. When describing the approach you will take, you present more detailed information. The goal here is to talk in very precise terms about how your research will address these gaps, the implications of these choices and your expected findings.
3. Be realistic
Don’t pretend you know more than you do and don’t try to reinvent your discipline .
A good proposal is one that is very focused and that describes research that is very feasible. If you try to design a study to revolutionise your field, you will not be accepted because doing so shows that you don’t understand what is feasible in the context of a PhD and you haven’t understood the literature.
4. Use clear, concise sentences
Describe your research as clearly as possible in the opening couple of paragraphs. Then write in short, clear sentences. Avoid using complex sentences where possible. If you need to introduce technical terminology, clearly define things.
In other words, make the reader’s job as easy as possible.
5. Get it proofread by someone else
We’ve written a post on why you need a proofreader .
Simple: you are the worst person to proofread your own work.
6. Work with your proposed supervisor, if you’re allowed
A lot of students fail to do this. Your supervisor isn’t your enemy. You can work with them to refine your proposal. Don’t be afraid to reach out for comments and suggestions. Be careful though. Don’t expect them to come up with topics or questions for you. Their input should be focused on refining your ideas, not helping you come up with them.
7. Tailor your proposal to each department and institution you are applying to
Admissions tutors can spot when you have submitted a one-size-fits-all proposal. Try and tailor it to the individual department. You can do this by talking about how you will contribute to the department and why you have chosen to apply there.
Follow this guide and you’ll be on a PhD programme in no time at all.
If you’re struggling for inspiration on topics or research design, try writing a rough draft of your proposal. Often the act of writing is enough for us to brainstorm new ideas and relate existing ideas to one another.
If you’re still struggling, send your idea to us in an email to us and we’ll give you our feedback.
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13 comments.
A wonderful guide. I must say not only well written but very well thought out and very efficient.
Great. I’m glad you think so.
Thanks for sharing. Makes navigating through the proposal lot easier
Great. Glad you think so!
An excellent guide, I learned a lot thank you
Great job and guide for a PhD proposal. Thank you!
You’re welcome!
I am going to start writing my Ph.D. proposal. This has been so helpful in instructing me on what to do. Thanks
Thanks! Glad you thought so.
A very reassuring guide to the process. Thank you, Max
I appreciate the practical advice and actionable steps you provide in your posts.
Glad to hear it. Many thanks.
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How to write a research proposal
What is a research proposal.
A research proposal should present your idea or question and expected outcomes with clarity and definition – the what.
It should also make a case for why your question is significant and what value it will bring to your discipline – the why.
What it shouldn't do is answer the question – that's what your research will do.
Why is it important?
Research proposals are significant because Another reason why it formally outlines your intended research. Which means you need to provide details on how you will go about your research, including:
- your approach and methodology
- timeline and feasibility
- all other considerations needed to progress your research, such as resources.
Think of it as a tool that will help you clarify your idea and make conducting your research easier.
How long should it be?
Usually no more than 2000 words, but check the requirements of your degree, and your supervisor or research coordinator.
Presenting your idea clearly and concisely demonstrates that you can write this way – an attribute of a potential research candidate that is valued by assessors.
What should it include?
Project title.
Your title should clearly indicate what your proposed research is about.
Research supervisor
State the name, department and faculty or school of the academic who has agreed to supervise you. Rest assured, your research supervisor will work with you to refine your research proposal ahead of submission to ensure it meets the needs of your discipline.
Proposed mode of research
Describe your proposed mode of research. Which may be closely linked to your discipline, and is where you will describe the style or format of your research, e.g. data, field research, composition, written work, social performance and mixed media etc.
This is not required for research in the sciences, but your research supervisor will be able to guide you on discipline-specific requirements.
Aims and objectives
What are you trying to achieve with your research? What is the purpose? This section should reference why you're applying for a research degree. Are you addressing a gap in the current research? Do you want to look at a theory more closely and test it out? Is there something you're trying to prove or disprove? To help you clarify this, think about the potential outcome of your research if you were successful – that is your aim. Make sure that this is a focused statement.
Your objectives will be your aim broken down – the steps to achieving the intended outcome. They are the smaller proof points that will underpin your research's purpose. Be logical in the order of how you present these so that each succeeds the previous, i.e. if you need to achieve 'a' before 'b' before 'c', then make sure you order your objectives a, b, c.
A concise summary of what your research is about. It outlines the key aspects of what you will investigate as well as the expected outcomes. It briefly covers the what, why and how of your research.
A good way to evaluate if you have written a strong synopsis, is to get somebody to read it without reading the rest of your research proposal. Would they know what your research is about?
Now that you have your question clarified, it is time to explain the why. Here, you need to demonstrate an understanding of the current research climate in your area of interest.
Providing context around your research topic through a literature review will show the assessor that you understand current dialogue around your research, and what is published.
Demonstrate you have a strong understanding of the key topics, significant studies and notable researchers in your area of research and how these have contributed to the current landscape.
Expected research contribution
In this section, you should consider the following:
- Why is your research question or hypothesis worth asking?
- How is the current research lacking or falling short?
- What impact will your research have on the discipline?
- Will you be extending an area of knowledge, applying it to new contexts, solving a problem, testing a theory, or challenging an existing one?
- Establish why your research is important by convincing your audience there is a gap.
- What will be the outcome of your research contribution?
- Demonstrate both your current level of knowledge and how the pursuit of your question or hypothesis will create a new understanding and generate new information.
- Show how your research is innovative and original.
Draw links between your research and the faculty or school you are applying at, and explain why you have chosen your supervisor, and what research have they or their school done to reinforce and support your own work. Cite these reasons to demonstrate how your research will benefit and contribute to the current body of knowledge.
Proposed methodology
Provide an overview of the methodology and techniques you will use to conduct your research. Cover what materials and equipment you will use, what theoretical frameworks will you draw on, and how will you collect data.
Highlight why you have chosen this particular methodology, but also why others may not have been as suitable. You need to demonstrate that you have put thought into your approach and why it's the most appropriate way to carry out your research.
It should also highlight potential limitations you anticipate, feasibility within time and other constraints, ethical considerations and how you will address these, as well as general resources.
A work plan is a critical component of your research proposal because it indicates the feasibility of completion within the timeframe and supports you in achieving your objectives throughout your degree.
Consider the milestones you aim to achieve at each stage of your research. A PhD or master's degree by research can take two to four years of full-time study to complete. It might be helpful to offer year one in detail and the following years in broader terms. Ultimately you have to show that your research is likely to be both original and finished – and that you understand the time involved.
Provide details of the resources you will need to carry out your research project. Consider equipment, fieldwork expenses, travel and a proposed budget, to indicate how realistic your research proposal is in terms of financial requirements and whether any adjustments are needed.
Bibliography
Provide a list of references that you've made throughout your research proposal.
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How to write a successful research proposal
As the competition for PhD places is incredibly fierce, your research proposal can have a strong bearing on the success of your application - so discover how to make the best impression
What is a research proposal?
Research proposals are used to persuade potential supervisors and funders that your work is worthy of their support. These documents set out your proposed research that will result in a Doctoral thesis. They are typically between 1,500 and 3,000 words.
Your PhD research proposal must passionately articulate what you want to research and why, convey your understanding of existing literature, and clearly define at least one research question that could lead to new or original knowledge and how you propose to answer it.
Professor Leigh Wilson, head of the graduate school at the University of Westminster , explains that while the research proposal is about work that hasn't been done yet, what prospective supervisors and funders are focusing on just as strongly is evidence of what you've done.
This includes how well you know existing literature in the area, including very recent publications and debates, and how clearly you've seen what's missing from this and so what your research can do that's new. Giving a strong sense of this background or frame for the proposed work is crucial.
'Although it's tempting to make large claims and propose research that sweeps across time and space, narrower, more focused research is much more convincing,' she adds. 'To be thorough and rigorous in the way that academic work needs to be, even something as long as a PhD thesis can only cover a fairly narrow topic. Depth not breadth is called for.'
The structure of your research proposal is therefore important to achieving this goal, yet it should still retain sufficient flexibility to comfortably accommodate any changes you need to make as your PhD progresses.
Layout and formats vary, so it's advisable to consult your potential PhD supervisor before you begin. Here's what to bear in mind when writing a research proposal.
Your provisional title should be around ten words in length, and clearly and accurately indicate your area of study and/or proposed approach. It should be catchy, informative and interesting.
The title page should also include personal information, such as:
- academic title
- date of birth
- nationality
- contact details.
Aims and objectives
This is a summary of your project. Your aims should be two or three broad statements that emphasise what you want to achieve, complemented by several focused, feasible and measurable objectives - the steps that you'll take to answer each of your research questions.
You'll need to clearly and briefly outline:
- how your research addresses a gap in, or builds upon, existing knowledge
- how your research links to the department that you're applying to
- the academic, cultural, political and/or social significance of your research questions.
Literature review
This section of your PhD proposal discusses the most important theories, models and texts that surround and influence your research questions, conveying your understanding and awareness of the key issues and debates.
It should focus on the theoretical and practical knowledge gaps that your work aims to address, as this ultimately justifies and provides the motivation for your project.
Methodology
Here, you're expected to outline how you'll answer each of your research questions. A strong, well-written methodology is crucial, but especially so if your project involves extensive collection and significant analysis of primary data.
In disciplines such as humanities, the research proposal methodology identifies the data collection and analytical techniques available to you, before justifying the ones you'll use in greater detail. You'll also define the population that you're intending to examine.
You should also show that you're aware of the limitations of your research, qualifying the parameters you plan to introduce. Remember, it's more impressive to do a fantastic job of exploring a narrower topic than a decent job of exploring a wider one.
Concluding or following on from your methodology, your timetable should identify how long you'll need to complete each step - perhaps using bi-weekly or monthly timeslots. This helps the reader to evaluate the feasibility of your project and shows that you've considered how you'll go about putting the PhD proposal into practice.
Bibliography
Finally, you'll provide a list of the most significant texts, plus any attachments such as your academic CV .
Demonstrate your skills in critical reflection by selecting only those resources that are most appropriate.
Final checks
Before submitting this document along with your PhD application, you'll need to ensure that you've adhered to the research proposal format. This means that:
- every page is numbered
- it's professional, interesting and informative
- the research proposal has been proofread by both an experienced academic (to confirm that it conforms to academic standards) and a layperson (to correct any grammatical or spelling errors)
- it has a contents page
- you've used a clear and easy-to-read structure, with appropriate headings.
Research proposal examples
To get a better idea of how your PhD proposal may look, some universities have provided examples of research proposals for specific subjects, including:
- The Open University - Social Policy and Criminology
- Queen's University Belfast - Nursing and Midwifery
- University of Sheffield - Sociological Studies
- University of Sussex
- University of York - Politics
- York St John University
Find out more
- Explore PhD studentships .
- For tips on writing a thesis, see 7 steps to writing a dissertation .
- Consider your PhD, what next?
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School of Sociology, Politics and International Studies
How to write a phd research proposal.
In order to help you with your application, the information below aims to give some guidance on how a typical research proposal might look.
Your research proposal is a concise statement (up to 3,000 words) of the rationale for your research proposal, the research questions to be answered and how you propose to address them. We know that during the early stages of your PhD you are likely to refine your thinking and methodology in discussion with your supervisors.
However, we want to see that you can construct a fairly rigorous, high quality research proposal.
We use your research proposal to help us decide whether you would be a suitable candidate to study at PhD level. We therefore assess your proposal on its quality, originality, and coherence. It also helps us to decide if your research interests match those of academics in the School of Sociology, Politics and International Studies (SPAIS) and whether they would be able to provide suitably qualified supervision for your proposed research.
Format of the research proposal
Your proposal should include the following:
Title. A short, indicative title is best.
Abstract. This is a succinct summary of your research proposal (approximately 200-300 words) that will present a condensed outline, enabling the reader to get a very quick overview of your proposed project, lines of inquiry and possible outcomes. An abstract is often written last, after you have written the proposal and are able to summarise it effectively.
Rationale for the research project. This might include a description of the question/debate/phenomenon of interest; an explanation of why the topic is of interest to you; and an outline of the reasons why the topic should be of interest to research and/ or practice (the 'so what?' question).
Aims and initial research question. What are the aims and objectives of the research? State clearly the puzzle you are addressing, and the research question that you intend to pursue. It is acceptable to have multiple research questions, but it is a good idea to clarify which is the main research question. If you have hypotheses, discuss them here. A research proposal can and should make a positive and persuasive first impression and demonstrate your potential to become a good researcher. In particular, you need to demonstrate that you can think critically and analytically as well as communicate your ideas clearly.
Research context for your proposed project. Provide a short introduction to your area of interest with a succinct, selective and critical review of the relevant literature. Demonstrate that you understand the theoretical underpinnings and main debates and issues in your research area and how your proposed research will make an original and necessary contribution to this. You need to demonstrate how your proposed research will fill a gap in existing knowledge.
Intended methodology. Outline how you plan to conduct the research and the data sources that you will use. We do not expect you to have planned a very detailed methodology at this stage, but you need to provide an overview of how you will conduct your research (qualitative and/or quantitative methods) and why this methodology is suited for your proposed study. You need to be convincing about the appropriateness and feasibility of the approaches you are suggesting, and reflective about problems you might encounter (including ethical and data protection issues) in collecting and analysing your data.
Expected outcomes and impact. How do you think the research might add to existing knowledge; what might it enable organisations or interested parties to do differently? Increasingly in academia (and this is particularly so for ESRC-funded studentships), PhD students are being asked to consider how their research might contribute to both academic impact and/or economic and societal impact. (This is well explained on the ESRC website if you would like to find out more.) Please consider broader collaborations and partnerships (academic and non-academic) that will support your research. Collaborative activity can lead to a better understanding of the ways in which academic research can translate into practice and it can help to inform and improve the quality of your research and its impact.
Timetable. What is your initial estimation of the timetable of the dissertation? When will each of the key stages start and finish (refining proposal; literature review; developing research methods; fieldwork; analysis; writing the draft; final submission). There are likely to overlaps between the stages.
Why Bristol? Why – specifically – do you want to study for your PhD at Bristol ? How would you fit into the School's research themes and research culture . You do not need to identify supervisors at the application stage although it can be helpful if you do.
Bibliography. Do make sure that you cite what you see as the key readings in the field. This does not have to be comprehensive but you are illustrating the range of sources you might use in your research.
We expect your research proposal to be clear, concise and grammatically correct. Prior to submitting your research proposal, please make sure that you have addressed the following issues:
- Have you included a clear summary of what the proposed research is about and why it is significant?
- Have you clearly identified what your proposed research will add to our understanding of theory, knowledge or research design?
- Does it state what contributions it will make to policy and/or practice?
- Does the proposal clearly explain how you will do the research?
- Is the language clear and easy to understand by someone who is not an expert in the field?
- Is the grammar and spelling correct?
- Postgraduate Research
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How to write a PhD research proposal
Creating a focused and well-written research proposal - a concise and coherent summary of your proposed research - is an essential part of a successful PhD application.
A research proposal is normally required for self-funded PhDs (where you develop your own idea for a thesis), but isn't usually needed for funded studentships or pre-defined research projects.
What is a research proposal?
A research proposal sets out the central issues or questions that you intend to address. It outlines the general area of study within which your research falls, referring to the current state of knowledge and any recent debates on the topic. It should also demonstrate the originality of your proposed research.
What it should include
As a guide, research proposals should be around 2,000-3,000 words and contain:
- A title – this is just tentative and can be revised over the course of your research
- An abstract – a concise statement of your intended research
- Context - a brief overview of the general area of study within which your proposed research falls, summarising the current state of knowledge and recent debates on the topic
- Research questions - central aims and questions that will guide your research
- Research methods - outline of how you are going to conduct your research, for example, visiting particular libraries or archives, field work or interviews
- Research significance - demonstrate the originality of your intended research
- A bibliography.
Crucially, it is also an opportunity for you to communicate your passion for the subject area and to make a persuasive argument about the impact your project can achieve.
Your research proposal will be assessed by our academic schools to assess the quality of your proposed research and to establish whether they have the expertise to support your proposed area of PhD study.
Thesis writing classes and support for international research students
The University’s English Language Centre (ELC) provides thesis writing support for international PhD students. Classes run throughout semesters one and two and are designed to help develop the academic writing skills needed to write up research effectively.
The sessions are taught by tutors with their own research experience. They have PhDs themselves and have many years of experience in analysing writing in different disciplines.
The course also provides an opportunity for students to receive individual feedback on samples of their own writing.
The following classes are available:
- Thesis Writing for Science, Technology, Engineering and Medicine
- Thesis Writing for Humanities and Social Sciences
In addition to these thesis writing classes, the ELC also provides a 1:1 Academic Writing Consultation service.
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How to write a PhD Proposal
Samuels, P. (2017) How to write a PhD Proposal. Technical Report. ResearchGate, Birmingham, UK.
A PhD proposal is a focused document that introduces your PhD study idea and seeks to convince the reader that your idea is interesting, original and viable within the allocated study period and with the resources available. It also provides a preliminary review of the literature and proposes how the research should be carried out. The purpose of this guide is to assist prospective PhD students write good quality proposals.
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VIDEO
COMMENTS
Written by Mark Bennett. You'll need to write a research proposal if you're submitting your own project plan as part of a PhD application. A good PhD proposal outlines the scope and significance of your topic and explains how you plan to research it. It's helpful to think about the proposal like this: if the rest of your application explains ...
Step 1: Conduct a Literature Review. Reviewing the Current State of Research in Your Field. A literature review is a critical component of your next research study or proposal. It involves a comprehensive survey of all sources of scientific evidence related to your research topic.
When writing your PhD proposal you need to show that your PhD is worth it, achievable, and that you have the ability to do it at your chosen university. With all of that in mind, let's take a closer look at each section of a standard PhD research proposal and the overall structure. 1. Front matter.
Therefore, in a good research proposal you will need to demonstrate two main things: 1. that you are capable of independent critical thinking and analysis. 2. that you are capable of communicating your ideas clearly. Applying for a PhD is like applying for a job, you are not applying for a taught programme.
Make sure you can ask the critical what, who, and how questions of your research before you put pen to paper. Your research proposal should include (at least) 5 essential components : Title - provides the first taste of your research, in broad terms. Introduction - explains what you'll be researching in more detail.
Research proposal examples. Writing a research proposal can be quite challenging, but a good starting point could be to look at some examples. We've included a few for you below. Example research proposal #1: "A Conceptual Framework for Scheduling Constraint Management".
1. Title. Your title should indicate clearly what your research question is. It needs to be simple and to the point; if the reader needs to read further into your proposal to understand your question, your working title isn't clear enough. Directly below your title, state the topic your research question relates to.
Including a timeline in your proposal can illustrate your time management capabilities to the Ph.D. program faculty. 9. Include a bibliography. At the end of your proposal, include a bibliography that lists all the sources you've used while creating the document. Include links to the sources if they're available.
References: Do not forget to specify all the references at the end of the proposal. An obvious but very important point is the format of your research proposal. Make sure that the formatting of the document is consistent throughout and that the structure is clear. If possible, it can be a good idea to give the document to your academic tutor or ...
When starting your thesis or dissertation process, one of the first requirements is a research proposal or a prospectus. It describes what or who you want to examine, delving into why, when, where, and how you will do so, stemming from your research question and a relevant topic. The proposal or prospectus stage is crucial for the development ...
This starts with double-checking that the questions of your thesis are obvious and unambiguous, followed by revising the rest of your proposal. "Make sure your research questions are really clear," says Sarah. "Ensure all the writing is clear and grammatically correct," adds Chelsea. "A supervisor is not going to be overly keen on a ...
Table of contents. Step 1: Coming up with an idea. Step 2: Presenting your idea in the introduction. Step 3: Exploring related research in the literature review. Step 4: Describing your methodology. Step 5: Outlining the potential implications of your research. Step 6: Creating a reference list or bibliography.
This means that the proposal is less about the robustness of your proposed research design and more about showing that you have. 1. Critical thinking skills. 2. An adequate grasp of the existing literature and know how your research will contribute to it. 3. Clear direction and objectives.
A research proposal should present your idea or question and expected outcomes with clarity and definition - the what. It should also make a case for why your question is significant and what value it will bring to your discipline - the why. What it shouldn't do is answer the question - that's what your research will do.
Research proposals are used to persuade potential supervisors and funders that your work is worthy of their support. These documents set out your proposed research that will result in a Doctoral thesis. They are typically between 1,500 and 3,000 words. Your PhD research proposal must passionately articulate what you want to research and why ...
Here are a few aspects to include and remember when writing your PhD proposal: 1. Include a title page. The working title is usually around ten words long and indicates what you plan to study. Try to choose an interesting and thought-provoking title that attracts the reader's attention.
A PhD proposal is a focused document that int roduces your PhD study idea and seeks to. convince the reader that your idea is interesting, original and viable within the allocated study. period ...
Your research proposal is a concise statement (up to 3,000 words) of the rationale for your research proposal, the research questions to be answered and how you propose to address them. We know that during the early stages of your PhD you are likely to refine your thinking and methodology in discussion with your supervisors.
Proposal is a solid and convincing framework of a PhD thesis that must underline the originality of a research. It also must delineate a significant contribution to the existing intellectual knowledge. The proposal either must challenge or support the existing literature on the proposed problem. Proposal must also explain that why this
What it should include. As a guide, research proposals should be around 2,000-3,000 words and contain: A title - this is just tentative and can be revised over the course of your research. An abstract - a concise statement of your intended research. Context - a brief overview of the general area of study within which your proposed research ...
A PhD proposal is a focused document that introduces your PhD study idea and seeks to convince the reader that your idea is interesting, original and viable within the allocated study period and with the resources available. It also provides a preliminary review of the literature and proposes how the research should be carried out. The purpose of this guide is to assist prospective PhD ...
In most doctoral programs, you'll need to write and defend a research proposal before starting your dissertation. The length and format of your proposal depend on your field. In many fields, the proposal will run 10-20 pages and include a detailed discussion of the research topic, methodology, and secondary literature.
The final week of this course will guide you through how to sell your research topic step-by-step, from choosing the right title to detailing your research question, methods, and provisional timetable. Once you have completed this course, you'll be ready to write the first draft of your doctoral research proposal. Download video: standard or HD.
The proposal is the starting point so make sure you're getting across the key points in a structured, concise and clear way. Demonstrate your expertise - this proposal is your chance to really showcase your knowledge and skills in the area you're hoping to research so don't hold back. Use this opportunity to demonstrate exactly why you ...
An explanation of each of the components of a PhD dissertation . Title page: a PhD thesis starts with a title page that contains the complete title of the research work, the submitting university, names of the candidate and supervisor, affiliation and month and year of submission.
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